Data Analyst, Compliance Surveillance

This is a team member role within Data and Analytics team under CFCC Group Compliance Surveillance function. The job holder will be mainly working with Threshold Calibration team and will be responsible for independently managing the work related to tuning of scenario thresholds using statistical review and explaining the same to different stakeholders. The role also requires someone with experience in FM operations, middle office, market risk and trade surveillance including alert reviews. Also, improve the existing process by analysing and identifying gaps in the existing process and implementing Controls to mitigate the risk, engage with different stakeholders and understand the pain points and work on further simplifying the process.

• Help the Group meet its commitment of being “Here for Good” by building a sustainable compliance framework that places regulatory and compliance best practice standards in the aspect of data quality management and project management, and a culture of appropriate conduct at the forefront of the Group’s agenda
• Manage day to day data quality related issues with regard to Trade Surveillance including investigating and reviewing surveillance alerts for signs of market abuse , manipulation or other suspicious trading activity.
• Maintain constructive and effective relationships with all the stakeholders. Maintain independence, deliver timely responses, and timely escalation of risks and issues in data quality where they feel risk management tolerance of the firm are exceeded.
• Use statistical review to assess and fine tune trade surveillance thresholds to improve the identification of potential violations.